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Webissuer’s total assets exceed $10 million and a class of its equity securities (other than exempted securities) is held of record by 2,000 or more persons; An issuer may register … Webdetermine whether it constitutes a “distribution.” In addition, a private placement of securities can be a “distribution” for purposes of Regulation M if the offering satisfies the “magnitude” and “special selling efforts and selling methods” criteria. The issuance of securities in a merger can also be a Regulation M hkbunny
Investment Adviser Registration for Private Equity Fund Managers
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